John Johnstone Beattie

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The BT Partnership

    FRN 447546

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Feb 2021)
    • [FCA CF] Client dealing (since 25 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (3 Feb 2009 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (3 Feb 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Feb 2009 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Feb 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Feb 2006 to 31 Oct 2007)
  • Just Financial Group Ltd (no longer approved here)

    FRN 739938

    • [FCA CF] Client dealing (28 Oct 2024 to 14 Nov 2025)
    • [FCA CF] Functions requiring qualifications (28 Oct 2024 to 14 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

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