John James Farren

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINLI (SCOTLAND) LIMITED (no longer approved here)

    FRN 402458

    • [FCA CF] Client dealing (1 Aug 2022 to 23 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jan 2022)
    • CF30 Customer (8 Oct 2015 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (8 Jun 2011 to 29 Jul 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 19 Jan 2009)
    • CF21 Investment Adviser (1 Apr 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Feb 2003 to 1 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.