John J Schraff

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2022)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
  • DNB Bank ASA (no longer approved here)

    FRN 204731

    • CF30 Customer (30 Apr 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (16 Sep 2011 to 11 Apr 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 Jul 2009 to 20 May 2010)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (25 Apr 2008 to 20 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.