Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 28 Mar 2017)
- CF21 Investment Adviser (13 Feb 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Sep 2006 to 13 Feb 2007)
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- CF8 Apportionment and Oversight (25 Oct 2002 to 21 Apr 2004)
- CF10 Compliance Oversight (25 Oct 2002 to 21 Apr 2004)
- CF11 Money Laundering Reporting (25 Oct 2002 to 21 Apr 2004)
- CF1 Director (25 Oct 2002 to 21 Apr 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.