John Humphries

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HUMPHRIES & PARKS LIMITED (no longer approved here)

    FRN 310734

    • CF29 Significant management (1 Nov 2007 to 19 Nov 2014)
    • CF28 Systems and controls (1 Nov 2007 to 19 Nov 2014)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF3 Chief Executive (14 Jan 2005 to 19 Nov 2014)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 19 Nov 2014)
    • Responsible for Insurance Mediation (14 Jan 2005 to 19 Nov 2014)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 19 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.