HUMPHRIES & PARKS LIMITED

Date authorised
1 April 2013
Companies House
00794653
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Humphries & Parks Ltd
    London Road
    Addington
    West Malling
    Kent
    ME19 5AN
    UNITED KINGDOM
    Phone
    +4401732870711
    Web
    https://www.humphriesandparks.net

  • Complaints Contact

    Humphries & Parks Ltd, London Road
    Addington
    West Malling
    ME19 5AN
    UNITED KINGDOM
    Phone
    +4401732870711

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Humphries

    IRN JXH01858

    • CF29 Significant management (1 Nov 2007 to 19 Nov 2014)
    • CF28 Systems and controls (1 Nov 2007 to 19 Nov 2014)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 19 Nov 2014)
    • CF3 Chief Executive (14 Jan 2005 to 19 Nov 2014)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 19 Nov 2014)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 19 Nov 2014)
  • Marcus Joy

    IRN MXJ01574

    • [FCA CF] Significant management (since 1 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (10 Dec 2014 to 30 Sep 2018)
    • CF1 Director (10 Dec 2014 to 8 Dec 2019)
  • Sam Kingsland-Joy

    IRN SXK00230

    • Director of firm who is not a certification employee or a SMF manager (since 10 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.