John Grierson Breakell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JULIAN HARRIS ADVISER NETWORK LIMITED

    FRN 304155

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF30 Customer (since 25 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
  • Julian Harris Financial Consultants

    FRN 153566

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 24 Jan 2022)
    • CF30 Customer (since 31 Dec 2021)
    • [FCA CF] Client dealing (24 Jan 2022 to 22 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Feb 2024)
    • CF30 Customer (24 Oct 2019 to 8 Dec 2019)
  • Commodore Finance Ltd

    FRN 461175

    • Employed By (since 31 Dec 2021)
  • KEYSTONE FINANCIAL LIMITED (no longer approved here)

    FRN 501917

    • CF30 Customer (1 Apr 2011 to 8 Dec 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (9 Feb 2009 to 31 Mar 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (29 May 2008 to 18 Dec 2008)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (1 Nov 2007 to 25 Jun 2008)
    • CF22 Investment Adviser (Trainee) (30 Aug 2007 to 31 Oct 2007)
  • Portal Financial Management Ltd (no longer approved here)

    FRN 472293

    • (6)Employed By (18 Sep 2007 to 25 Jun 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (24 Oct 2006 to 3 Aug 2007)

Recent activity

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