John Graham Moore

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Leadenhall Wealth Management Ltd

    FRN 775671

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2020)
  • Blackstone Moregate Limited (no longer approved here)

    FRN 459051

    • CF30 Customer (14 Mar 2016 to 5 Sep 2017)
  • Clifton 310311 Limited (no longer approved here)

    FRN 200448

    • Employed By (18 Aug 2008 to 20 Oct 2009)
  • Clifton Compliance Services Ltd (no longer approved here)

    FRN 480676

    • CF30 Customer (18 Aug 2008 to 20 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

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