John Graham Earnshaw

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • John Earnshaw Independent Financial Advisers Ltd

    FRN 300025

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 2 Dec 2022)
    • [FCA CF] Functions requiring qualifications (since 12 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 22 Apr 2016)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2003)
  • John Earnshaw IFA (no longer approved here)

    FRN 200721

    • (1)Employed By (1 Dec 2001 to 17 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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