John Earnshaw Independent Financial Advisers Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
172 Highcross RoadPoulton-le-FyldeLancashireFY6 8DAUNITED KINGDOM- Phone
- +4401253890514
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Complaints Contact
172 Highcross RoadPoulton-le-FyldeLancashireFY6 8DAUNITED KINGDOM- Phone
- +4401253890514
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Score Services
Show 1 limitation Hide limitations
- · This permission is limited to not carrying out credit repair services
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Carley Atkinson-Helm
IRN CXH00699
- [FCA CF] Functions requiring qualifications (20 Aug 2023 to 20 Feb 2024)
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Jake Dalton Quinn
IRN JXQ00046
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 3 Jul 2024)
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John Graham Earnshaw
IRN JGE00005
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 2 Dec 2022)
- [FCA CF] Functions requiring qualifications (since 12 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 22 Apr 2016)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
- CF1 Director (31 Oct 2004 to 8 Dec 2019)
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Kathryn Leigh Haycock
IRN KXH00173
- [FCA CF] Functions requiring qualifications (12 Mar 2021 to 17 Mar 2023)
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Sarah Jane Mullender
IRN SXH00411
- [FCA CF] Functions requiring qualifications (12 Mar 2021 to 29 Feb 2024)
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Sarah Jayne Tomlinson
IRN SXT00213
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 12 Mar 2021)
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Thomas Jack Peter Kitching
IRN TXK00122
- [FCA CF] Functions requiring qualifications (20 Aug 2023 to 6 Oct 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.