Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • iCON Infrastructure LLP (no longer approved here)

    FRN 567225

    • SMF16 Compliance Oversight (17 Mar 2022 to 15 Nov 2022)
  • Mirabaud Asset Management Limited (no longer approved here)

    FRN 122140

    • CF10a CASS Oversight function (1 Oct 2011 to 12 Aug 2013)
    • CF1 Director (2 Mar 2011 to 13 Jan 2014)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Apr 2012)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.