John Gousias

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Material risk taker (since 18 Aug 2023)
    • [FCA CF] Manager of certification employee (since 2 Dec 2021)
    • [FCA CF] Significant management (since 14 May 2021)
    • [FCA CF] Client dealing (since 8 Apr 2021)
    • [FCA CF] Algorithmic trading (2 Dec 2021 to 14 Feb 2023)
    • [FCA CF] Material risk taker (1 Mar 2019 to 3 Feb 2021)
    • [FCA CF] Manager of certification employee (22 Oct 2018 to 3 Feb 2021)
    • [FCA CF] Client dealing (22 Oct 2018 to 3 Feb 2021)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Material risk taker (since 18 Aug 2023)
    • [FCA CF] Manager of certification employee (since 2 Dec 2021)
    • [FCA CF] Significant management (since 14 May 2021)
    • [FCA CF] Client dealing (since 8 Apr 2021)
    • [FCA CF] Material risk taker (22 Nov 2019 to 3 Feb 2021)
    • [FCA CF] Client dealing (22 Oct 2018 to 3 Feb 2021)
    • [FCA CF] Manager of certification employee (22 Oct 2018 to 3 Feb 2021)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF30 Customer (19 Jan 2017 to 2 Oct 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Dec 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (14 Jan 2010 to 14 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.