John Gordon Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (5 Mar 2021 to 16 Mar 2026)
    • CF30 Customer (18 Feb 2021 to 16 Mar 2026)
    • CF1 Director (AR) (17 Aug 2018 to 22 Jun 2020)
  • The Platt Partnership Limited (no longer approved here)

    FRN 845009

    • (5)Employed By (18 Feb 2021 to 16 Mar 2026)
  • Willson Grange Wealth Management Limited (no longer approved here)

    FRN 811556

    • Employed By (17 Aug 2018 to 22 Jun 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (12 Apr 2004 to 28 Jul 2006)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.