John Goff

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Significant management (since 22 Nov 2023)
    • [FCA CF] Client dealing (since 22 Nov 2023)
    • [FCA CF] Manager of certification employee (since 22 Nov 2023)
    • [FCA CF] Material risk taker (since 22 Nov 2023)
    • SMF6 Head of Key Business Areas (22 Jan 2021 to 20 Oct 2023)
    • [FCA CF] Significant management (2 Oct 2020 to 21 Jan 2021)
    • [FCA CF] Material risk taker (2 Oct 2020 to 21 Jan 2021)
    • [FCA CF] Manager of certification employee (2 Oct 2020 to 21 Jan 2021)
    • [FCA CF] Client dealing (2 Oct 2020 to 21 Jan 2021)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Significant management (since 22 Nov 2023)
    • [FCA CF] Material risk taker (since 22 Nov 2023)
    • [FCA CF] Manager of certification employee (since 22 Nov 2023)
    • [FCA CF] Client dealing (since 22 Nov 2023)
    • SMF6 Head of Key Business Areas (22 Jan 2021 to 20 Oct 2023)
    • [FCA CF] Client dealing (2 Oct 2020 to 21 Jan 2021)
    • [FCA CF] Manager of certification employee (2 Oct 2020 to 21 Jan 2021)
    • [FCA CF] Material risk taker (2 Oct 2020 to 21 Jan 2021)
    • [FCA CF] Significant management (2 Oct 2020 to 21 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.