Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- SMF1 Chief Executive (since 7 Nov 2024)
- SMF3 Executive Director (since 15 Sep 2016)
- SMF24 Chief Operations (14 Jan 2020 to 8 Jan 2025)
- SMF2 Chief Finance (7 Mar 2016 to 11 Oct 2021)
- CF28 Systems and controls (16 Oct 2015 to 6 Mar 2016)
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Nomura Bank International Plc.
FRN 204419
- SMF1 Chief Executive (since 14 Jan 2020)
- SMF24 Chief Operations (14 Jan 2020 to 8 Jan 2025)
- SMF2 Chief Finance (7 Mar 2016 to 14 Jan 2020)
- CF28 Systems and controls (16 Oct 2015 to 6 Mar 2016)
- CF1 Director (16 Oct 2015 to 6 Mar 2016)
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- Director of firm who is not a certification employee or a SMF manager (21 Jun 2024 to 6 Dec 2024)
Recent activity
Updates to this individual's record on the FCA register.
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