Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 7 Nov 2024)
    • SMF3 Executive Director (since 15 Sep 2016)
    • SMF24 Chief Operations (14 Jan 2020 to 8 Jan 2025)
    • SMF2 Chief Finance (7 Mar 2016 to 11 Oct 2021)
    • CF28 Systems and controls (16 Oct 2015 to 6 Mar 2016)
    • SMF1 Chief Executive (since 14 Jan 2020)
    • SMF24 Chief Operations (14 Jan 2020 to 8 Jan 2025)
    • SMF2 Chief Finance (7 Mar 2016 to 14 Jan 2020)
    • CF28 Systems and controls (16 Oct 2015 to 6 Mar 2016)
    • CF1 Director (16 Oct 2015 to 6 Mar 2016)
  • NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)

    FRN 122703

    • Director of firm who is not a certification employee or a SMF manager (21 Jun 2024 to 6 Dec 2024)

Recent activity

Updates to this individual's record on the FCA register.

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