Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BRAMWELL CAPITAL ADVISORS LTD
FRN 933829
- SMF16 Compliance Oversight (since 1 Feb 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2021)
- SMF3 Executive Director (since 1 Feb 2021)
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- SMF19 Head of Overseas Branch/Head of Overseas (8 Aug 2016 to 4 Sep 2018)
- CF29 Significant management (12 Feb 2014 to 3 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.