Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 1 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2021)
    • SMF3 Executive Director (since 1 Feb 2021)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • SMF19 Head of Overseas Branch/Head of Overseas (8 Aug 2016 to 4 Sep 2018)
    • CF29 Significant management (12 Feb 2014 to 3 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.