Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jan 2023)
    • CF30 Customer (28 Nov 2018 to 8 Dec 2019)
  • Argonaut Capital Partners LLP (no longer approved here)

    FRN 433809

    • CF4 Partner (6 Feb 2012 to 13 Jun 2015)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 30 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.