Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mesirow Financial International UK Limited (no longer approved here)

    FRN 474455

    • CF1 Director (17 Jan 2008 to 19 Jul 2010)
    • CF10 Compliance Oversight (17 Jan 2008 to 19 Jul 2010)
    • CF11 Money Laundering Reporting (17 Jan 2008 to 19 Jul 2010)
    • CF28 Systems and controls (17 Jan 2008 to 19 Jul 2010)
    • CF3 Chief Executive (17 Jan 2008 to 19 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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