Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (24 Jan 2023 to 20 Nov 2023)
- [FCA CF] Significant management (15 Nov 2022 to 20 Nov 2023)
- [FCA CF] Material risk taker (15 Nov 2022 to 20 Nov 2023)
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- CF1 Director (9 Aug 2013 to 1 Aug 2014)
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- CF30 Customer (1 Nov 2007 to 1 Jun 2008)
- CF26 Customer Trading (5 May 2006 to 31 Oct 2007)
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- CF26 Customer Trading (4 Sep 2002 to 10 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.