John Foggin

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Janus Henderson Fund Management UK Limited (no longer approved here)
FRN 121859
- [FCA CF] Manager of certification employee (15 Nov 2021 to 30 Jun 2022)
- [FCA CF] Material risk taker (17 Apr 2020 to 30 Jun 2022)
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2022)
- CF10a CASS Oversight function (29 Jun 2016 to 8 Dec 2019)
- CF1 Director (29 Jun 2016 to 8 Dec 2019)
Janus Henderson Investors International Limited (no longer approved here)
FRN 189998
- [FCA CF] Material risk taker (17 Apr 2020 to 30 Jun 2022)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- SMF24 Chief Operations (3 Feb 2020 to 23 Feb 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.