John Empson

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CVC Capital Markets S.à.r.l. (no longer approved here)

    FRN 998935

    • SMF19 Head of Overseas Branch/Head of Overseas (29 Sep 2023 to 20 Mar 2025)
    • SMF3 Executive Director (29 Sep 2023 to 20 Mar 2025)
  • CVC Credit Partners Investment Management Limited (no longer approved here)

    FRN 543560

    • SMF3 Executive Director (6 Apr 2021 to 20 Mar 2025)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 20 Mar 2025)
    • [FCA CF] Client dealing (1 Mar 2021 to 20 Mar 2025)
    • [FCA CF] Significant management (1 Mar 2021 to 20 Mar 2025)
    • [FCA CF] Material risk taker (1 Mar 2021 to 20 Mar 2025)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • [FCA CF] Manager of certification employee (28 Aug 2020 to 4 Dec 2020)
    • [FCA CF] Significant management (19 May 2020 to 4 Dec 2020)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • [FCA CF] Manager of certification employee (28 Aug 2020 to 4 Dec 2020)
    • [FCA CF] Significant management (19 May 2020 to 4 Dec 2020)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • [FCA CF] Manager of certification employee (28 Aug 2020 to 4 Dec 2020)
    • [FCA CF] Significant management (19 May 2020 to 4 Dec 2020)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • [FCA CF] Manager of certification employee (28 Aug 2020 to 4 Dec 2020)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 25 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF30 Customer (1 Nov 2007 to 25 Jun 2008)
    • CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 25 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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