CVC Capital Markets S.à.r.l.

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Debenture, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Benjamin Georges Andrew
IRN BGA01011
- SMF3 Executive Director (since 2 Dec 2024)
John Empson
IRN JHE01009
- SMF19 Head of Overseas Branch/Head of Overseas (29 Sep 2023 to 20 Mar 2025)
- SMF3 Executive Director (29 Sep 2023 to 20 Mar 2025)
Philip John Robertson
IRN PJR01215
- SMF3 Executive Director (29 Sep 2023 to 2 Dec 2024)
Raju Zaedul Hussain
IRN RZH01001
- SMF16 Compliance Oversight (since 29 Sep 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Sep 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.