Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (21 Feb 2020 to 31 Dec 2024)
- SMF1 Chief Executive (9 Dec 2019 to 21 Feb 2020)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
- CF3 Chief Executive (12 Oct 2018 to 8 Dec 2019)
- CF1 Director (18 Sep 2017 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (2 Sep 2002 to 31 Oct 2007)
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- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
- SMF27 Partner (9 Dec 2019 to 31 Dec 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2024)
- CF30 Customer (1 Oct 2010 to 8 Dec 2019)
- CF4 Partner (1 Oct 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.