Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Financial Limited
FRN 497604
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 30 Aug 2023)
- CF30 Customer (since 21 Aug 2023)
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Stonebridge Mortgage Solutions Ltd
FRN 454811
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
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Chrysalis Wealth Management Ltd
FRN 708796
- (3)Employed By (since 7 Aug 2015)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Sep 2023)
- CF30 Customer (7 Aug 2015 to 1 Sep 2023)
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- Employed By (30 May 2013 to 29 May 2015)
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- CF30 Customer (19 Dec 2011 to 17 May 2013)
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- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (24 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Chrysalis Wealth Management Ltd
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controlled function added: (3)Employed By at Chrysalis Wealth Management Ltd