Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Aug 2023)
    • CF30 Customer (since 21 Aug 2023)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 11 Mar 2021)
    • (3)Employed By (since 7 Aug 2015)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Sep 2023)
    • CF30 Customer (7 Aug 2015 to 1 Sep 2023)
  • Crystal Clear Financial Planning Limited (no longer approved here)

    FRN 571416

    • Employed By (30 May 2013 to 29 May 2015)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (19 Dec 2011 to 17 May 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF22 Investment Adviser (Trainee) (24 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Chrysalis Wealth Management Ltd

  2. controlled function added: (3)Employed By at Chrysalis Wealth Management Ltd