Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (22 Jun 2010 to 7 Jun 2014)
- CF30 Customer (1 Nov 2007 to 29 May 2015)
- CF10 Compliance Oversight (3 Jun 2003 to 11 Feb 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 11 Feb 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.