Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Unicorn Asset Management Limited (no longer approved here)

    FRN 192164

    • CF1 Director (22 Jun 2010 to 7 Jun 2014)
    • CF30 Customer (1 Nov 2007 to 29 May 2015)
    • CF10 Compliance Oversight (3 Jun 2003 to 11 Feb 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 11 Feb 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.