John Davies

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Janus Henderson Investors UK Limited

    FRN 121857

    • [FCA CF] Client dealing (since 13 Mar 2023)
    • [FCA CF] Client dealing (17 Apr 2020 to 24 Oct 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 10 Jun 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 10 Jun 2016)
    • CF30 Customer (17 Jul 2013 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (17 Nov 2008 to 28 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

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