Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Professional Independent Advisers Limited (no longer approved here)

    FRN 125921

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (29 Dec 2003 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (29 Dec 2003 to 15 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.