Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ORGANON SIPP SERVICES LIMITED
FRN 486798
- SMF3 Executive Director (since 4 Feb 2025)
-
Liberty Sipp Limited
FRN 476409
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF11 Money Laundering Reporting (6 Feb 2008 to 8 Dec 2019)
- CF1 Director (6 Feb 2008 to 8 Dec 2019)
- CF10 Compliance Oversight (6 Feb 2008 to 8 Dec 2019)
-
- CF1 Director (11 May 2007 to 3 Sep 2007)
- CF11 Money Laundering Reporting (11 May 2007 to 3 Sep 2007)
- CF10 Compliance Oversight (11 May 2007 to 3 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.