Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 4 Feb 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (6 Feb 2008 to 8 Dec 2019)
    • CF1 Director (6 Feb 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Feb 2008 to 8 Dec 2019)
  • The Freedom SIPP Limited (no longer approved here)

    FRN 465194

    • CF1 Director (11 May 2007 to 3 Sep 2007)
    • CF11 Money Laundering Reporting (11 May 2007 to 3 Sep 2007)
    • CF10 Compliance Oversight (11 May 2007 to 3 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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