Liberty Sipp Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The Exchange 5 Bank StBuryLancsBL9 0DNUNITED KINGDOM- Phone
- +4401617637070
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Runs Personal Pensions
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Investment Setup
For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 2 limitations Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Robert Southworth
IRN DRS01170
- CF2 Non Executive Director (15 Nov 2016 to 8 Dec 2019)
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Ian William Currie
IRN IWC01006
- CF2 Non Executive Director (5 Nov 2010 to 8 Dec 2019)
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John Damien Fox
IRN JDF01096
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (6 Feb 2008 to 8 Dec 2019)
- CF10 Compliance Oversight (6 Feb 2008 to 8 Dec 2019)
- CF1 Director (6 Feb 2008 to 8 Dec 2019)
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Julie Ann Dean
IRN JAD01247
- SMF3 Executive Director (9 Dec 2019 to 9 Jan 2020)
- CF1 Director (1 Apr 2010 to 8 Dec 2019)
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Matthew James Rankine
IRN MJR01466
- SMF3 Executive Director (9 Dec 2019 to 9 Jan 2020)
- CF1 Director (23 Jun 2016 to 8 Dec 2019)
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Michael Taylor
IRN MXT01864
- CF2 Non Executive Director (15 Mar 2013 to 8 Dec 2019)
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Ronald Alexander McDonald
IRN RAM01215
- CF8 Apportionment and Oversight (6 Feb 2008 to 31 Mar 2009)
- CF1 Director (6 Feb 2008 to 30 Sep 2011)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.