Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF1 Director (AR) (30 Jan 2023 to 2 Jan 2024)
    • SMF29 Limited scope function (limited scope SMCR firms only) (27 Jan 2023 to 2 Jan 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jan 2020)
    • CF1 Director (20 May 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (20 May 2014 to 30 Sep 2018)
    • CF2 Non Executive Director (2 Sep 2010 to 15 Apr 2014)
  • Uinsure Limited (no longer approved here)

    FRN 463689

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 11 Jan 2022)
    • CF2 Non Executive Director (8 Oct 2009 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF2 Non Executive Director (AR) (21 Mar 2016 to 28 Aug 2019)
    • CF1 Director (AR) (8 Feb 2016 to 15 Mar 2016)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF2 Non Executive Director (AR) (21 Mar 2016 to 14 Mar 2018)
    • CF1 Director (AR) (23 Dec 2015 to 28 Aug 2019)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF2 Non Executive Director (AR) (19 Oct 2010 to 28 Jan 2016)
  • Cignpost Advised Limited (no longer approved here)

    FRN 304130

    • CF2 Non Executive Director (1 Feb 2008 to 13 Sep 2012)
  • Forester Life Limited (no longer approved here)

    FRN 177898

    • CF2 Non Executive Director (8 Nov 2006 to 6 Nov 2009)
  • PAYMENTSHIELD LIMITED (no longer approved here)

    FRN 312708

    • CF2 Non Executive Director (6 Mar 2006 to 9 Nov 2006)
  • Prudential International Assurance Plc (no longer approved here)

    FRN 170672

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 7 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.