John Cabbell Johnston

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cairn Independent Limited (no longer approved here)

    FRN 142665

    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 4 Jul 2024)
    • CF11 Money Laundering Reporting (25 Sep 2019 to 8 Dec 2019)
    • CF1 Director (1 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (1 Jan 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.