Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • [FCA CF] Material risk taker (17 Apr 2023 to 31 Mar 2024)
    • [FCA CF] Client dealing (17 Apr 2020 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (17 Apr 2020 to 31 Mar 2024)
    • CF30 Customer (26 Apr 2011 to 8 Dec 2019)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • [FCA CF] Material risk taker (17 Apr 2023 to 31 Mar 2024)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (1 Nov 2007 to 16 Dec 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • CF30 Customer (1 Nov 2007 to 16 Dec 2009)
    • CF1 Director (27 Mar 2003 to 27 Mar 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.