Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (17 Apr 2023 to 31 Mar 2024)
- [FCA CF] Client dealing (17 Apr 2020 to 31 Mar 2024)
- [FCA CF] Manager of certification employee (17 Apr 2020 to 31 Mar 2024)
- CF30 Customer (26 Apr 2011 to 8 Dec 2019)
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- [FCA CF] Material risk taker (17 Apr 2023 to 31 Mar 2024)
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- CF30 Customer (1 Nov 2007 to 16 Dec 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 16 Dec 2009)
- CF1 Director (27 Mar 2003 to 27 Mar 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.