John Austin Banks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 May 2021)
    • [FCA CF] Client dealing (since 6 May 2021)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (12 Feb 2014 to 17 Mar 2014)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (8 Sep 2010 to 17 Mar 2014)
  • Coniston Financial Ltd (no longer approved here)

    FRN 512035

    • Employed By (8 Sep 2010 to 8 Dec 2019)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (12 Feb 2008 to 14 Sep 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
    • CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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