John Austen Yates

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Xconnect Trading Limited (no longer approved here)

    FRN 403317

    • CF30 Customer (15 Jan 2013 to 27 Mar 2015)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (1 Nov 2007 to 15 May 2009)
    • CF21 Investment Adviser (20 Jul 2005 to 31 Oct 2007)
    • CF26 Customer Trading (20 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.