Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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George Square Financial Management Ltd
FRN 572966
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Oct 2024)
- [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 7 Sep 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Sep 2023)
- CF30 Customer (16 Jun 2016 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Sep 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 7 Sep 2023)
- CF30 Customer (16 Jun 2016 to 8 Dec 2019)
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- CF21 Investment Adviser (8 Jul 2004 to 24 Sep 2004)
- CF22 Investment Adviser (Trainee) (28 Jul 2003 to 8 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.