John Alexander Betts

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KHEPRI ADVISERS LIMITED

    FRN 692447

    • CF30 Customer (since 31 Mar 2023)
  • Aquila Capital Invest UK Ltd

    FRN 988198

    • (3)Employed By (since 31 Mar 2023)
  • Adaxia Capital Partners LLP

    FRN 624892

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
    • CF4 Partner (2 Feb 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Feb 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Feb 2015 to 8 Dec 2019)
  • The Fund Incubator Limited (no longer approved here)

    FRN 208716

    • CF30 Customer (18 Aug 2017 to 5 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.