Date authorised
2 February 2015
Companies House
OC392952
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Chipstead Street
    London
    SW6 3SR
    UNITED KINGDOM
    Phone
    +447825540751
  • Complaints Contact

    9 Chipstead Street
    London
    SW6 3SR
    UNITED KINGDOM
    Phone
    +447825540751

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bruno Derungs

    IRN BXD01233

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (2 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
  • Frank Hauri

    IRN FXH01167

    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
  • James Alexander Hook

    IRN JAH01388

    • CF30 Customer (2 Feb 2015 to 27 Feb 2017)
  • James Anthony McNaught-Davis

    IRN JAM01200

    • CF30 Customer (31 Aug 2016 to 10 Jun 2019)
  • Jeremy David Erle Gough

    IRN JDG01031

    • CF30 Customer (2 Feb 2015 to 27 Feb 2017)
  • John Alexander Betts

    IRN JAB01268

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (2 Feb 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
    • CF4 Partner (2 Feb 2015 to 8 Dec 2019)
  • Michael Hugh O'Neill

    IRN MHO01014

    • CF30 Customer (2 Feb 2015 to 19 Jul 2015)
  • Simon Michael Drury

    IRN SMD01049

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (2 Feb 2015 to 8 Dec 2019)
    • CF4 Partner (2 Feb 2015 to 8 Dec 2019)
  • Thomas Skovbjerg

    IRN TXS01461

    • CF30 Customer (2 Feb 2015 to 27 Feb 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.