John Alexander Ballantyne

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 10 Dec 2019)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • CF1 Director (AR) (since 24 May 2019)
    • CF30 Customer (since 27 Jul 2009)
  • Ballantyne Wealth Management Ltd

    FRN 842334

    • Employed By (since 24 May 2019)
  • Discovery Investment Consultants (no longer approved here)

    FRN 200130

    • (2)Employed By (5 Oct 2005 to 17 Mar 2006)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF22 Investment Adviser (Trainee) (17 Dec 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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