John Alan Kennedy Tulloch

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEMBROKE FINANCIAL SERVICES LIMITED

    FRN 228341

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Jul 2022)
    • [FCA CF] Client dealing (since 25 Jul 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (5 Nov 2010 to 11 Nov 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (4 Nov 2009 to 25 Nov 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (11 Jan 2008 to 21 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

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