Johanne Elizabeth Evans

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Furnival Evans Limited

    FRN 612493

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 30 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (30 Jan 2020 to 31 Jan 2020)
    • [FCA CF] Significant management (30 Jan 2020 to 31 Jan 2020)
    • CF1 Director (20 May 2014 to 8 Dec 2019)
    • CF30 Customer (20 May 2014 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (11 Jun 2008 to 19 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.