Furnival Evans Limited

Date authorised
20 May 2014
Companies House
08773141
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cover House
    Stourport Road
    Kidderminster
    Worcestershire
    DY10 1HE
    UNITED KINGDOM
    Phone
    +441562821842
    Web
    https://furnivalevans.co.uk

  • Complaints Contact

    Cover House
    Stourport Road
    Kidderminster
    Worcestershire
    DY10 1HE
    UNITED KINGDOM
    Phone
    +441562821842

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Johanne Elizabeth Evans

    IRN JEE01047

    • 9A. Advising on P2P agreements
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 30 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (30 Jan 2020 to 31 Jan 2020)
    • [FCA CF] Manager of certification employee (30 Jan 2020 to 31 Jan 2020)
    • CF1 Director (20 May 2014 to 8 Dec 2019)
    • CF30 Customer (20 May 2014 to 8 Dec 2019)
  • Julian Dudley Furnival

    IRN JDF00028

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2020)
    • [FCA CF] Client dealing (since 30 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Manager of certification employee (30 Jan 2020 to 31 Jan 2020)
    • [FCA CF] Significant management (30 Jan 2020 to 31 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (30 Jan 2020 to 31 Jan 2020)
    • CF10 Compliance Oversight (20 May 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (20 May 2014 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (20 May 2014 to 8 Dec 2019)
    • CF30 Customer (20 May 2014 to 8 Dec 2019)
    • CF1 Director (20 May 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.