Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 20 Dec 2024)
    • SMF1 Chief Executive (since 20 Dec 2024)
    • [FCA CF] Material risk taker (since 1 Oct 2020)
    • [FCA CF] Significant management (since 1 Oct 2020)
    • [FCA CF] Manager of certification employee (since 1 Oct 2020)
    • SMF18 Other Overall Responsibility (24 May 2022 to 24 Dec 2024)
    • CF29 Significant management (28 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (30 Mar 2007 to 31 Oct 2007)
    • SMF7 Group Entity Senior Manager (since 20 Dec 2024)
    • SMF18 Other Overall Responsibility (13 Feb 2023 to 24 Dec 2024)
    • [FCA CF] Material risk taker (26 Sep 2022 to 15 Feb 2023)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 15 Feb 2023)
    • [FCA CF] Significant management (1 Oct 2020 to 15 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (30 Mar 2007 to 31 Oct 2007)
    • SMF7 Group Entity Senior Manager (since 20 Dec 2024)
    • [FCA CF] Manager of certification employee (3 May 2022 to 24 Sep 2024)
    • [FCA CF] Significant management (1 Oct 2020 to 1 Feb 2025)
    • [FCA CF] Manager of certification employee (since 8 Jun 2022)
    • [FCA CF] Significant management (since 8 Jun 2022)
    • [FCA CF] Manager of certification employee (since 3 May 2022)
    • [FCA CF] Material risk taker (since 1 Oct 2020)
    • [FCA CF] Significant management (since 1 Oct 2020)
    • [FCA CF] Manager of certification employee (since 1 Oct 2020)
    • [FCA CF] Significant management (since 1 Oct 2020)
    • [FCA CF] Material risk taker (since 1 Oct 2020)
  • Nippon Life Schroders Asset Management Europe Limited (no longer approved here)

    FRN 188997

    • (221)[FCA CF] Material risk taker (18 Nov 2025 to 14 Apr 2026)
    • (222)[FCA CF] Manager of certification employee (1 Oct 2020 to 14 Apr 2026)
    • (223)[FCA CF] Significant management (1 Oct 2020 to 17 Nov 2025)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Manager of certification employee (29 Jun 2023 to 12 Aug 2024)
  • Schroder Wealth Management (US) Limited (no longer approved here)

    FRN 781869

    • [FCA CF] Material risk taker (26 Sep 2022 to 28 Nov 2023)
    • [FCA CF] Manager of certification employee (26 Sep 2022 to 28 Nov 2023)
  • Railway Pension Investments Limited (no longer approved here)

    FRN 471281

    • CF2 Non Executive Director (7 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited

  2. controlled function removed: [FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited

  3. controlled function added: (221)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited

  4. controlled function added: (222)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited

  5. controlled function added: (223)[FCA CF] Significant management at Nippon Life Schroders Asset Management Europe Limited