Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- SMF3 Executive Director (since 20 Dec 2024)
- SMF1 Chief Executive (since 20 Dec 2024)
- [FCA CF] Material risk taker (since 1 Oct 2020)
- [FCA CF] Significant management (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- SMF18 Other Overall Responsibility (24 May 2022 to 24 Dec 2024)
- CF29 Significant management (28 Jun 2018 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (30 Mar 2007 to 31 Oct 2007)
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- SMF7 Group Entity Senior Manager (since 20 Dec 2024)
- SMF18 Other Overall Responsibility (13 Feb 2023 to 24 Dec 2024)
- [FCA CF] Material risk taker (26 Sep 2022 to 15 Feb 2023)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 15 Feb 2023)
- [FCA CF] Significant management (1 Oct 2020 to 15 Feb 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (30 Mar 2007 to 31 Oct 2007)
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Schroder Pension Management Limited
FRN 442769
- SMF7 Group Entity Senior Manager (since 20 Dec 2024)
- [FCA CF] Manager of certification employee (3 May 2022 to 24 Sep 2024)
- [FCA CF] Significant management (1 Oct 2020 to 1 Feb 2025)
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Schroders IS Limited
FRN 195028
- [FCA CF] Manager of certification employee (since 8 Jun 2022)
- [FCA CF] Significant management (since 8 Jun 2022)
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- [FCA CF] Manager of certification employee (since 3 May 2022)
- [FCA CF] Material risk taker (since 1 Oct 2020)
- [FCA CF] Significant management (since 1 Oct 2020)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Significant management (since 1 Oct 2020)
- [FCA CF] Material risk taker (since 1 Oct 2020)
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- (221)[FCA CF] Material risk taker (18 Nov 2025 to 14 Apr 2026)
- (222)[FCA CF] Manager of certification employee (1 Oct 2020 to 14 Apr 2026)
- (223)[FCA CF] Significant management (1 Oct 2020 to 17 Nov 2025)
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- [FCA CF] Manager of certification employee (29 Jun 2023 to 12 Aug 2024)
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- [FCA CF] Material risk taker (26 Sep 2022 to 28 Nov 2023)
- [FCA CF] Manager of certification employee (26 Sep 2022 to 28 Nov 2023)
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- CF2 Non Executive Director (7 Mar 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited
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controlled function removed: [FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (221)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (222)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (223)[FCA CF] Significant management at Nippon Life Schroders Asset Management Europe Limited