Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (9 Dec 2019 to 25 Aug 2022)
    • [FCA CF] Client dealing (8 Jan 2019 to 25 Aug 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (12 Apr 2019 to 25 Aug 2022)
    • [FCA CF] Client dealing (8 Jan 2019 to 25 Aug 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (7 Mar 2016 to 4 Jan 2019)
    • CF30 Customer (12 Feb 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.