Joel Viney

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited

    FRN 830170

    • SMF16 Compliance Oversight (since 4 Mar 2026)
    • [FCA CF] Manager of certification employee (since 25 Apr 2025)
    • [FCA CF] Material risk taker (since 25 Apr 2025)
    • [FCA CF] Significant management (since 25 Apr 2025)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • [FCA CF] Significant management (9 Dec 2019 to 4 Dec 2024)
    • CF10 Compliance Oversight (8 Aug 2016 to 17 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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