Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (1 Apr 2016 to 13 Dec 2016)
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- CF1 Director (20 Nov 2008 to 13 Dec 2016)
- CF29 Significant management (1 Nov 2007 to 13 Dec 2016)
- CF28 Systems and controls (1 Nov 2007 to 13 Dec 2016)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 3 Aug 2006)
- CF10 Compliance Oversight (1 Dec 2001 to 3 Aug 2006)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.