Joel Marc Bennett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TRADITION FINANCIAL SERVICES LTD. (no longer approved here)
FRN 147543
- CF30 Customer (23 Jan 2009 to 30 Sep 2009)
Macquarie Bank Ltd (no longer approved here)
FRN 170934
- CF21 Investment Adviser (1 Sep 2006 to 18 Dec 2006)
- CF26 Customer Trading (19 Sep 2005 to 1 Sep 2006)
Macquarie Capital (Europe) Limited (no longer approved here)
FRN 193905
- CF21 Investment Adviser (1 Sep 2006 to 18 Dec 2006)
- CF26 Customer Trading (19 Sep 2005 to 1 Sep 2006)
Shell International Trading and Shipping Company Limited (no longer approved here)
FRN 171941
- CF26 Customer Trading (24 Mar 2004 to 26 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.