Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF1 Director (23 Apr 2015 to 30 Oct 2015)
    • CF3 Chief Executive (23 Apr 2015 to 30 Oct 2015)
    • CF30 Customer (22 Jan 2014 to 30 Oct 2015)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF1 Director (24 Apr 2012 to 31 Oct 2013)
    • CF30 Customer (21 Dec 2011 to 31 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.