Joe Kenneth Parker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FOXGROVE ASSOCIATES LIMITED

    FRN 625105

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 20 May 2024)
    • [FCA CF] Client dealing (since 20 May 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (3 Jul 2020 to 13 May 2024)
    • CF30 Customer (2 Jul 2020 to 13 May 2024)
  • AV Trinity Limited (no longer approved here)

    FRN 182032

    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
  • HARBOUR ROCK CAPITAL LIMITED (no longer approved here)

    FRN 754580

    • CF30 Customer (2 Jun 2017 to 21 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.