Joe Holden

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • [FCA CF] Manager of certification employee (since 6 Jan 2026)
    • [FCA CF] Material risk taker (since 6 Jan 2026)
    • [FCA CF] Client dealing (since 6 Jan 2026)
  • Royal Bank of Canada

    FRN 124783

    • [FCA CF] Manager of certification employee (since 6 Jan 2026)
    • [FCA CF] Client dealing (since 6 Jan 2026)
    • [FCA CF] Material risk taker (since 6 Jan 2026)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Algorithmic trading (20 Oct 2023 to 4 Jul 2025)
    • [FCA CF] Manager of certification employee (28 Sep 2023 to 4 Jul 2025)
    • [FCA CF] Material risk taker (1 Jan 2023 to 4 Jul 2025)
    • [FCA CF] Client dealing (22 Sep 2022 to 4 Jul 2025)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (27 Nov 2019 to 20 Sep 2022)
    • [FCA CF] Client dealing (31 May 2018 to 20 Sep 2022)
    • [FCA CF] Manager of certification employee (31 May 2018 to 20 Sep 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Algorithmic trading (19 Sep 2018 to 20 Sep 2022)
    • [FCA CF] Manager of certification employee (16 May 2017 to 20 Sep 2022)
    • [FCA CF] Client dealing (1 Nov 2016 to 20 Sep 2022)
    • [FCA CF] Material risk taker (1 Nov 2016 to 20 Sep 2022)
    • CF30 Customer (9 Dec 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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