Jody Boon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)
FRN 114159
- [FCA CF] Client dealing (19 Jul 2021 to 31 Jan 2023)
Sigma Broking Limited (no longer approved here)
FRN 485362
- CF30 Customer (3 Aug 2018 to 8 Aug 2018)
ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF30 Customer (1 Nov 2007 to 7 Dec 2009)
- CF26 Customer Trading (10 Oct 2006 to 31 Oct 2007)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- CF30 Customer (1 Nov 2007 to 31 Mar 2017)
- CF26 Customer Trading (16 Aug 2006 to 31 Oct 2007)
- CF4 Partner (16 Aug 2006 to 26 Jul 2007)
CLSA (UK) (no longer approved here)
FRN 140836
- CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.